An introduction to the
GAM part (on individual personality and creativity)
of
Therivel's GAM/DP Theory of Personality and Creativity.
INTRODUCTION TO GAM
The GAM/DP Theory of Personality
and Creativity
The above is the title of the first chapter of volume
1 of William A. Therivel's The GAM/DP Theory of
Personality and Creativity (G stands
for genetic endowment, A for assistances of youth,
M for misfortunes of youth, DP for division
of power, UP for unity of power). This chapter
is the introduction to the GAM part of the theory. For
theintroduction to the DP part of the theory click "Introduction
to DP".
In this website, the reader is also offered a shortcut:
The GAM/DP Synopsis
and an expanded version, The GAM/DP
Summary of volumes 1 through 6.
Hereafter are excerpts of this chapter:
Introduction and GxAxM
The GAM theory of personality
and creativity (Therivel, 1988, 1990, 1993, 1996, 1998,
1999a, 1999b) was born as an explanation of the high
incidence of major misfortunes of youth, especially
early parental death, in the lives of eminent and highly
creative personalities. Robert S. Albert (1983b) has
summarized the results of several surveys on the high
incidence of early parental death among eminent people:
presidents, prime ministers, Nobel laureates, and great
scientists. Nevertheless, as noted by Albert: "It
is not only eminent persons who have a significantly
high frequency of such experiences. Compared to the
average of 8% general population experiencing early
parental deaths [by age 16], the percentages for adult
criminals, adult psychiatric patients (especially depressive),
and eminent adults are high and quite close to one another
(32%, 27%, 28%)" (p.147). However, if one eliminates
from the study all those who had received little assistances
of youth (e.g. because of incapable or uncaring parents
of low cultural and socioeconomic status), one would
probably eliminate, from the comparison, the majority
of the criminals (Glueck & Glueck 1950, 1968; Konopka,
1966; West, 1967), and probably a fair number of the
psychiatric patients (Sameroff & Seifer, 1989).
This would leave the eminent people as the recipients
of both strong misfortunes and good assistances of youth.
The importance of both misfortunes and assistances (and
of the genetic endowment, as soon discussed) explains
the name I gave to the theory: GAM, in which G stands
for genetic endowment (e.g., for the genetic
base of intelligence, temperaments, stamina), A for
assistances of youth, M for misfortunes
of youth.
Misfortunes
While early parental death
is the most studied of the challenging/creativogenic
misfortunes, there are many others like long-term parental
absence, physical infirmity, lack of parental love,
parental domination, uprootedness, parental character/professional
failure, illegitimate birth, father/mother incompatibility,
suffered parental divorce or separation, severe parental
sickness or alcoholism or drug addiction, disliked remarriage
of one or both parents, negative differential sibling
experiences, and strong sibling antagonism.
Focusing on children,
Albert and Runco (1986) commented on the contribution
of various misfortunes to creativity:
Families
of creative children generally evidence unusual
features (Albert, 1971, 1980a, 1980b). For example,
such families tend to experience a high rate of
parental loss. . . The families of effective children,
on the other hand, tend to fit a more conventional
pattern of a nuclear family, with the parents existing
together. . . Father-son relationships are especially
tolerable and harmonious, compared with those of
the families of creative children. . . The parents
[of creative children] themselves often do not get
along, and this, too, affects the level of conflict
experienced. The creative child typically has more
hostility to contend with than the equally bright
but less creative child. (pp .339-40) |
Similar observations
were made by Paley (1981) in a kindergarten. It is Wally,
the black boy who lives in a home without a father,
who is by far the most creative of Paley's students.
Assistances
On the other side, assistances
are all kinds of friendly help from mother and father
(or parent substitutes), other relatives, friends and
teachers, schoolmates and playmates, neighbors, schools,
youth organizations, libraries, village or city environment,
stimulating jobs, commissions and patrons, and a lively
economic/social/political/cultural environment. Other
forms of assistance come from a medium to high cultural-socioeconomic
status (e.g. Albert, 1983a; Simonton 1994), good medical
care, and free time to pursue personal interests.
Specifically on the assistance
of a good socioeconomic status (SES), Albert (1983a)
wrote: "Although one often hears or reads dramatic
stories of the poverty-stricken child who becomes a
great person, the evidence regarding the socioeconomic
background of eminent persons--evidence from Galton
(1869) through Cox (1926) to Roe (1951a, 1951b, 1953),
MacKinnon (1963), and Oden (1968), up to more recent
research of eminent persons (Simonton, 1975b; Zuckerman,
1977)--show that most eminent persons come from middle-
or higher-placed families" (pp. 30-1). The importance
of the assistance of a high SES has also been stressed
by the medical sociologist Ann Hill Beuf in her book
Beauty is the Beast: Appearance-impaired children
in America:
High
socio-economic status is a coping resource. The
stigmatized person of means will be afforded more
protection than the poorer one. . . Such a family
will be less subject to teasing and discrimination,
and thus to feeling of incompetence. No matter what
the physical appearance, the child of a noble, religious
leader, or wealthy businessperson has "borrowed
prestige" derived from the parent's position
in society and will be treated with the same respect"
(1990, p. 22). |
In the opposite direction,
a low SES will tragically increase the weight of other
misfortunes, as discussed, for instance, by Elsa Ferri
in her book Growing up in a One-Parent Family: a
Long-Term Study of Child Development (1976), which
studied in Great Britain a large number of children
(selected only by their date of birth) who had lost
one or both parents by the time they were seven or eleven.
By choosing her subjects by their date of birth, Ferri
had automatically a majority of low-SES people. With
these children, the misfortune of early parental death
was not only psychological but also financial. And in
this condition, the misfortune of early parental death
was just that: a misfortune with no redeeming grace.
In Ferri's concluding words:
The
results of the analyses carried out showed that,
overall, children in one-parent families had a lower
level of attainment in school and were less adjusted
than their peers from unbroken homes. . . . Bringing
up children single-handed is an arduous task, both
physically and mentally. Help is needed, not only
in providing for the family's material welfare which
is so gravely threatened by the loss of a parent
but also in offering guidance, reassurance and moral
support to unsupported parents in their lonely role
of bringing up children without another adult to
share the responsibility. If such is not forthcoming,
the strains and pressures on some lone parents may
become so intolerable that they are finally forced
to relinquish their burden, resulting in perhaps
the worst of all possible outcomes--a no-parent
family. (pp. 147, 149) |
So, clearly, a major
misfortune M will be able to contribute to personality,
creativity, and eminence only if it is grafted on a
set of major assistances, i.e., if there is a high AxM.
Genetic endowment
Many authors have stressed
major genetic differences among siblings, not only for
intelligence, health, strength, body control/coordination
(so important for many professions), but also for temperaments
(e.g. emotionality, activity, sociability; Buss &
Plomin, 1984) and related attitudes. In this line of
thought, Bloom (1982) stressed that the sibling who
reached eminence frequently was not the most technically
gifted, but the one most willing to apply himself or
herself (and this willingness may have genetic roots
like intelligence). Basically a high genetic endowment
G, (e.g. for intelligence, temperament, goodwill,
stamina, and persistence) is indispensable for life,
especially for making a good use of both assistances
and misfortunes of youth.
Putting things together
(and in advance of a detailed explanation of its working),
a high GxAxM can be said to be the conditio
sine qua non for steady high creativity and the
derived eminence.
The High Creative Potential of the Challenged Personality
Sparks
Lack of regular scripts
forces the challenged youths to build their own scripts,
guided in this by their long ruminations on the causes
of their specific misfortunes. And they do it, more
than others, from books (often unconventional ones read
at the light of their misfortune), from newspapers,
magazines, and television. Lack of common scripts and
their own unorthodox scripts provide them with different,
often new and very modern points of view. They have
creative insights by asking unorthodox questions, by
questioning the "obvious," and from the clash
of their individual scripts with those of society in
what can be called a lifelong war of the scripts.
These creative insights
are syntheses, after the clash of theses and antitheses;
they can be read as constructive resolutions of both
sets of scripts (theirs and society's) which are "rotated"
around a common point in something similar to the bisociative
thinking of Koestler (1964, 1967), which obeys two
different sets of rules, combining two hitherto unrelated
cognitive matrices, and operating on several planes
at once.
High Voltage, Divergent Thinking, Curiosity, Fighting
Mood
At the same time, their
early misfortunes, and the early slight they received
from schoolmates, playmates, authority figures (with
whom they could rarely interact smoothly for lack of
common scripts) make them particularly alert, hypersensitive,
emotionally tense, so that many of their clashes of
scripts take place at high voltage and bring forth creative
resolutions in which the youth emerges victorious, even
if only at the new all-encompassing game of which he
or she has "discovered" the rules. At the
same time, more than the others, these youths live in
their fantasy, less to evade reality than to find those
magic solutions which can put them ahead of the system.
This same intensity, coupled
with their paucity of socially prescribed scripts, and
backed by sufficient assistances, transforms them into
powerful divergent thinkers capable of rapidly
and brilliantly connecting a first idea with a dozen
others without feeling that they are infringing on deeply
engraved taboos. Not having learned the standard script
for a brick allows them to come with a hundred applications
for it: metaphysical, artistic, military, comic. These
same causes foster a permanent curiosity because
they have not been told (or convinced) that we know
everything or everything that is important to know,
because they have not incorporated the party line.
These people quite often
create in a fighting mood. The clash of their scripts
with those of society is both defense and attack as
Picasso said of his art: "Painting is not made
to decorate apartments. It is an instrument of war,
for attack and defense against the enemy" (quoted
by Whitman, 1973, p. 46), and as said by Griffith (1994):
"The intellectual life is essentially and constitutively
agonistic. It progresses almost entirely by struggle,
by challenge and response, by thesis and antithesis,
by getting it wrong and then moving, always asymptotically,
toward getting it right" (p. 31).
Picasso's aims were razor-sharp:
"I want to draw the mind in a direction it's not
used to and wake it up. I want to help the viewer discover
something he wouldn't have discovered without me. That's
why I stress the dissimilarity, for example, between
the left eye and the right eye. . . . So my purpose
is to set things in movement, to provoke this movement
by contradictory tensions, opposing forces" (quoted
by Gilot & Lake, 1964, p.60).
Passion, drive, self-confidence
Misfortunes, like physical
infirmity or rootlessness, separate the challenged youths
from their peers and often force on them periods of
solitude that are spent reading, dreaming, and thinking
of their misfortunes and of ways to redress matters.
Throughout their lives, the challenged personalities
know that they do not belong to the pack, and that other
people call them into question. Challenged personalities
must prove themselves through creativity and leadership.
Only through their work can they justify, to themselves
and to others, their being different and their independence.
In the words of papa Mozart: "I can easily believe
that the court parasites will look askance at you. .
," and in the words of his son: "They think
that because I am small and younger that there can be
nothing great and old in me. But they shall soon find
out" (quoted by Kerst, 1965, pp. 50, 55).
Self-education, noblesse oblige
The creativity of the
challenged personalities is not only the result of the
clash of their different scripts with those of society
around, but it is also the result of the derived self-education
in probing the how and why of these harsh encounters.
Often they discovered that things were not as people
said they were. Often they were proven right. Thus there
grew, in each of them, an a priori de omnibus dubitandum
compensated by a strong faith in themselves: less for
being always right, but for knowing the way toward the
truth. This process develops self-confidence, a high
vision of self, a lifelong sense of noblesse oblige,
and a drive to create (also as a means to justify their
being different from others).
Experiential Intelligence, Homework
Seen from the point of
view of Sternberg's (1988) triarchic mind theory,
the challenged personalities have hypertrophied their
"experiential intelligence": they have become
addicted to relating the new external things to their
own experience, to their own knowledge, to their own
scripts, to their past clashes with the others. For
them, the "tradition, tradition!" so much
praised in the prologue of the musical Fiddler on
the Roof, based on Sholom Aleichem's stories, becomes
"my readings, my experience, my thoughts!"
Having read so extensively and intensely, they built
for themselves a vast foundation upon which to put at
work their experiential/creative intelligence. For instance,
"the choice of Beaumarchais's comedy Le Marriage
de Figaro as a subject for operatic treatment was
deliberately made by Mozart himself" (Jahn, 1900,
III, p. 72)--and proposed to the librettist Lorenzo
da Ponte--well knowing that he "was taking something
of a risk [of antagonizing his aristocratic patrons]
to set the play to music" (Solomon, 1995, p. 303).
The high and intense creative urge to compose came to
Mozart from his reservoir of scripts, of readings and
deeply felt experiences, including, especially for the
music for this opera, from the recollection of the abuses
he had suffered from the prince-archbishop of Salzburg
and his court-chamberlain Count Arco, and from empress
Maria Theresa, as noted by Solomon (1995):
Feelings
of betrayal, victimization, and jealousy surface
and fantasies of revenge emerge as we watch and
listen, transforming Figaro from the jovial servant
into a single-minded pursuer of justice. . . . Figaro,
Masetto, Leporello, and Monostatos are driven by
fantasies of retribution. Even Susanna, says, 'I
won't move a step from here, yet I'll have my revenge.'
(pp. 507, 513, 514) |
Still there was an evolution,
and his next question was "How do we make things
right?" So, after the fantasies of retribution
of Figaro and Don Giovanni, and his mockery
of human weakness in Cosi fan tutte, came his
enlightened Masonic Magic Flute and, at the end,
his resigned Requiem. Each of these works was
a passionate developmental creative encounter of Mozart's
scripts with those of the world around him.
Also, his scripts and
training in the war of the scripts were psychologically,
socially, culturally, and musically enriched by his
continued studies (e.g., those of Bach's music, in 1782,
when he applied himself thoroughly by arranging, for
string trio, four fugues from Bach's Well Tempered
Clavier and the Art of the Fugue). Mozart
was very proud of his serious homework, as when he told
conductor Kucharz who was leading the rehearsal for
Don Giovanni in Prague:
I
have spared neither care nor labor to produce something
excellent for Prague. Moreover it is a mistake to
think that the practice of my art has become easy
to me. I assure you, dear friend, no one has given
so much care to the study of composition as I. There
is scarcely a famous master in music whose works
I have not frequently and diligently studied."
(quoted by Kerst, 1965, p. 6) |
More even than the serious
dedicated personalities, the challenged ones work hard,
driven by their thirst for valid recognition, for a
full cleansing of the old challenge--in its original
meaning of "accusation, claim, dispute" (the
French word calonge), and of "false accusation"
(the Latin word calumnia)--which surrounds them
since their youth, because of their being different,
less social, and taken by their own ideas. Therefore,
they tend to work hard to be able to ask, with confidence,
like Einstein in later years: "A thought that sometimes
makes me hazy, am I--or are the others crazy?"
(quoted by Koestler, 1964, p. 146).
As Superresilient Kids
One way to feel more comfortable
with the GAM theory, is to relate it to the studies
of the resilient children (e.g. by Garmezy, 1985;
Werner, 1989; Werner & Smith, 1982), and specifically
to think of the challenged personalities as having been
superresilient kids in the midst of adversities.
Indeed, the results of the research in this field stress
that the "two most widely reported predictors of
resilience appear to be relationships with caring prosocial
adults [assistances] and good intellectual functioning
[related to the genetic endowment] . . . More intelligent
children may solve problems or protect themselves better;
they may attract the interest of teachers" (Masten
& Coatsworth, 1998, pp. 212-213).
Few of Them
There are relatively few highly
creative challenged personalities because, while major misfortunes
of youth are common, they are not common in combination with quality
assistances, a good genetic endowment, a challenging DP, and fit,
pruning and luck. It is this rare combination which has the best potential
for creativity and leadership. Indeed, many adult challenged personalities
are not creative for lack of “fit”, lack of “pruning” or bad luck.
Fit: One may have a genetic talent for
music and even quality musical assistance but live in a place or time
(e.g., during a war) with no interest in or possibilities for music;
one may be a military genius in nuce, but not born an aristocrat when that
was a precondition for being a military commander.
Pruning refers to all kinds of limitations
(imposed from the outside, or deliberately chosen through self-discipline)
that eliminate or forbid diversions, lateral careers, promotions, and lateral
successes. Shortage of pruning is probably one of the main causes for the lack
of sustained creativity by both challenged and dedicated persons.
Bad Luck can be a prolonged sickness, a
debilitating accident, poverty, or “missing the boat”, e.g., working hard at
a discovery but being a few years behind a capable competitor; it can be a
distracting marriage or love affair, or early death.
1 Obviously this formula is only indicative:
a reminder of the importance of each of these.
The multiplicative "x" is used here instead
of the additive "+", to stress both their integrative
power, and that a too low level of G or A
will endanger the whole. However, neither term should
be extreme: too much G may render cocky and reduce
the willingness to work hard; too much assistance may
spoil, overcompensate the misfortunes, and reduce the
willingness to learn, try, and persevere; too strong misfortunes
cannot be compensated. Similar considerations apply to DP, Fit, Pruning, and Luck.
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