The low creativity of
the Byzantine civilization is discussed in
Therivel's GAM/DP Theory of Personality and Creativity.
Byzantium's Creativity?
The Low Creativity and High Unity
of Power of the Byzantine Civilization
The above is the title of chapter 14 of volume 1 of
William A. Therivel's The GAM/DP Theory of Personality
and Creativity (G stands for genetic
endowment, A for assistances of youth, M
for misfortunes of youth, DP for division of
power, UP for unity of power). For an introduction
to the GAM part of the theory click "Introduction
to GAM"; for an introduction to the DP
part click on "Introduction
to DP".
In this website, the reader is also offered a shortcut:
The GAM/DP Synopsis
and an expanded version, The GAM/DP
Summary of volumes 1 through 4.
Hereafter I report a few pages of this chapter 14:
Comparing and Contrasting East and West
I have already briefly
discussed, in the preceding two chapters, the low creativity
and high unity of power of the Byzantine civilization
(A.D. 330-1453) and contrasted these features with what
happened in the West. Yet because the Byzantine case
is so close to us and the two civilizations so similar
on several key points, their difference in creativity
and type of power deserves a separate chapter.
Starting with the similarities,
William McNeill remarked that "it was the Greco-Roman
and Judeo-Christian inheritance, however attenuated
during the Dark Age, that provided the fundamental frame
for the elaboration of high medieval and modern [Western]
European civilization" (1963, p. 539). Without
a doubt, Byzantium had this same "Greco-Roman and
Judeo-Christian inheritance," and in even larger
doses. Moreover, since some of the greatest gifts that
Byzantium gave to the West were a mastery of the Greek
language and a trove--and love--of classical texts,
how far better placed were the Byzantines, who enjoyed
these same riches directly and since a longer time.
Similarly, the Byzantines were as advanced, or even
more, in their Christian religiosity, in profound theological
studies, and in widely practiced mysticism.
However, anticipating
what follows, could it be that the Byzantine Greco-Roman
and Judeo-Christian inheritance was too strong, casting
too large a shadow? Or could it be that the low creativity
of Byzantium was due to the heavy weight of the unity
of power, once that the emperors--from Constantine onwards--had
achieved full unity of power over both state and religion?
As done previously, I will first look at the results
(a low level of creativity), and then search for a possible
key cause.
Low creativity
H. W. Haussig, in his
A History of the Byzantine Civilization, summarized
the situation: "The Byzantines preserved the cultural
heritage of ancient Greece but scarcely developed it
further" (1971, p. 381). This was true in particular
for science and medicine, discussed in the preceding
chapters, and for literature, as discussed hereafter.
Literature
This is the area that
saddens all lovers of the Byzantine civilization and
forces them to build excuses, as did Cyril Mango in
his Byzantium: The Imperial Centuries: "It would
be unfair to judge Byzantine literature by the criterion
of the aesthetic pleasures it affords to the modern
reader. . . . We appreciate originality, while they
prized the cliché; we are impatient of rhetoric,
while they were passionately fond of it; we value concision,
while they were naturally inclined to elaboration and
verbiage" (1980, p. 234).
Others were equally saddened,
like Romilly Jenkins, but avoided the excuses: "Poetry
disappeared, and what passed for it was no more than
rhetorical versification, at best ornate and insipid,
at worst a detestable jargon. All originality, all freshness,
all emotion was stifled" (1966, p. 385). Similarly,
Marshall and Mavrogordato wrote: "Byzantine literature
as a whole is not a great literature; few would study
it for pleasure unless they were already interested
in the culture of the East Roman Empire" (1949,
p. 221).
Combining description
with explanation, Robert Byron said, in his The Byzantine
Achievement, that "while in literature, save
for such scattered exceptions as the hunting epic of
Digenis Akritas, the creative powers of the Byzantine
were negatived by an excessive appreciation of the past;
while in thought, the access to both Hellenic philosophy
and Aramean theology, a combination unknown to contemporary
Europe, seemed for the most part so amply sufficient
as to render superfluous any addition to the beliefs
of successive last generations; and while in science
the wisdom of the ancient world was conserved and utilized
for everyday purposes, rather than increased; in art
and architecture, the Byzantines, for those who measure
the value of human activity in terms of the divine quest,
took strides of incalculable importance, not only in
the light of their actual productions, but in their
relationship to the whole cultural advance of Europe"
(1929, p. 62).
But, why was there such
an excessive appreciation of the past? Why were there
so few efforts to add to philosophy and science? Could
it be that the only way to avoid antagonizing the emperor
and his people was not to say anything new, not only
anything that could smell of criticism but anything
unknown to the great man that could force him to admit
that others had power, even if only intellectual power?
The only way to survive and be creative, therefore,
was, as noted in chapter12, to stay firmly "in
art and architecture [especially in praise of the emperor
or on conventional religious subjects]; in forms of
religious piety, the liturgy, and ecclesiastical literature;
in aspects of philology" (Geanakoplos, 1976, p.
93), or, referring to Robert Byron, to limit one's activity
to the "divine quest."
Yet there was a rhetorical
and literary field in which one could be creative, with
no limitations, that of the imperial panegyrics. "The
orator was to recall the emperor's place of origin,
his birth, his parents, his education and physical appearance,
his deeds in peace and war; he was to portray him as
a shining example of the virtues, especially wisdom,
courage, justice, and moderation. He should stress his
philanthropy and piety. Within this framework, of course,
a great many variations were possible" (Dennis,
1997, p. 133).
Not surprisingly, "the
modern reader, perhaps is most struck by the extreme,
almost sickening flattery in these orations, which reminds
one of the personality cult accorded to certain dictators
in this century . . . . One wonders how the person so
honored could sit and listen without feeling some embarrassment
" (ib. p. 134). No! The emperors seldom felt embarrassment
and most often liked these orations, inviting the best
speakers back to give yet another speech. The trouble
was not only the emperor, but also the many others in
the Empire who "firmly believed that, whatever
they might think about the individual, the position
of the emperor was sacred and worthy of all praise"
(p.134). In societies so insular, for so many centuries,
it is difficult to determine, later, whether the insularity
is caused downward from the supremo to the subjects
or upward from them to the supremo: they are all prisoners
of insular scripts, and any change can only come from
outside.
Arts and Architecture
In the arts too, the lovers
of Byzantium are on the defensive:
In
the first place, Byzantine art, like Byzantine literature,
was undeniably very conservative. Since it evolved
at a slow pace, the dating of its oeuvre is seldom
an easy matter, especially in view of the fact that
the great majority of objects and buildings bear
no dates. Secondly, Byzantine art was anonymous
and impersonal. In the art of western Europe, at
any rate since the late Middle Ages, individual
personalities attract much of our attention, so
that the history of European art does not concern
itself merely with the evolution of forms: it is
also the story of persons who lived known lives,
who introduced innovations, who expressed their
opinion on art, who exerted an influence on other
known artists. Nothing of the kind applied to Byzantine
art. (Mango, 1980, p. 256-57) |
Michael Grant took a
different approach, after conceding the poverty of literary
creativity: "Byzantine literature as a whole is
not great literature; although there were a good many
poets, notably in Egypt. . . . So the literature of
the period is mostly, as literature, second rate and
unoriginal: the educated public of both empires [East
and West in the fifth-century A.D.], who were quite
numerous, expressed themselves through architecture
and, to some extent, visual art, rather than thorough
writings" (1998, p. 77). But how many educated
persons could design new buildings, mosaics, and interior
decoration and thereby express themselves creatively?
How many could be creative in the contemplation of somebody
else's architectural works? And, even so, how many new
ideas, feelings, and problems can one express and discuss
through architecture? Contrary to Michael Grant, I do
not see creativity in architecture as a substitute for
creativity in literature. Lack of creativity in literature
is, for me, the clearest indicator of a severe case
of insular ethnopsychology.
And even in architecture
there was not so much really new created by the Byzantines.
In discussing the plan of the famous church of St. Sophia
in Constantinople, completed in 537, Charles Diehl wrote:
"There was doubtless nothing new in such a plan.
St. Sophia is related to the type of building, familiar
in Asia Minor since the fifth century, known as the
domed basilica. But in virtue of its great size, harmony
of lines, boldness of conception, and constructive skill,
it appears none the less a true creation" (1949,
p. 167). To Emperor Justinian, the basilica was the
fulfillment of his dream, and on the day of its inauguration
he is reported to have exclaimed, in a transport of
enthusiasm: "Thanks be to God who has found me
worthy to complete so great a work and to surpass even
thee, O Solomon!" (Rice, 1962, p. 76). St. Sophia,
therefore, seems to partake of the main characteristic
of every major architectural work fostered by the unity
of power: it was huge--like the Pyramids and the Colosseum--and
it was bigger than what had been constructed before.
Unity of Power
The Byzantine civilization
is different from most other civilizations for having
been ruled under the unity of power since the very beginning.
In other words, Byzantium began when emperor Constantine
converted to Christianity and began ruling over it,
combining the power of the state and the power of religion.
In the words of Jenkins (1966), with the reign of Constantine
the Great (324-37) "the religion of Christ was
grafted, with startling ingenuity but not everywhere
with absolute harmony, on the existing imperial idea.
. . . The old dogma of the unity of the world beneath
the elect of Jupiter. . . . was, for practical purpose,
modified by the simple substitution of Jesus for Jove.
The younger, more mystical Divinity replaced the older
and more effete, with an increase in imperial authority
and prestige. . . . Anyone who disagreed. . . . was
God's enemy as well as Rome's. [The Byzantines always
referred to themselves as Romans, except late in the
history when they took up the old name of Hellenes.]
Anyone who refused to
submit to the Roman scepter was automatically a rebel,
a disturber of God's Peace, in short, a warmonger, to
be dealt with righteously as God has dealt with Lucifer-Satan"
(p. 5). That "grafting" went smoothly because
it did not imply changes of the power structure: "Since
the political authority had descended in a virtually
unbroken line from the time of the Caesars, the Eastern
Church had developed within the protective custody of
the state, and it accepted the role played by the emperor
in church affairs very early" (H. White, 1966,
p. xiii).
Few
rulers in the world have been more powerful than
the Emperor of Byzantium. Few states, even in the
Middle Ages, have had a more absolute conception
of monarchical authority. . . . 'Who should be capable
of solving the riddles of the law and revealing
them to men,' says Justinian, 'if not he who alone
has the right to make the law?' By definition, the
imperial function conferred upon him who assumed
it absolute power and infallible authority"
(Diehl, 1957, pp. 28-9). |
"[The emperor] was the ultimate authority in the
Empire. He could appoint and dismiss all ministers at
his will; he had complete financial control; legislation
was in his hands alone; he was commander-in-chief of
all Imperial forces. He was, moreover, head of the Church,
High Priest of the Empire" (Runciman, 1956, p.
51).
"The emperor was,
of course, emperor 'by the Grace of God.' More than
this, God's grace made him 'holy,' 'divine'; the 'sun
on earth.' He was 'equal to the Apostles,' the 'God-resembling
Emperor,' and 'a god on earth.' These were not merely
high-flown ceremonial phrases; they reflected the very
real Byzantine belief that it was possible for God to
choose as his instrument a man whose powers then became
divine powers. . . . The Byzantine emperor was a Christ-figure;
he was not merely the vicar or viceregent of Christ,
ruling in his name, but the true imitation or mimesis
of Christ--a living image.. . . " (D. A. Miller,
1966, p. 34-36).
It followed that "the powers of the Orthodox Christian
Church, as an influence on the workings of the state,
were limited formally to participation in the ceremonies
which raised a man to the imperial office. Even in this
instance--in the ceremony of coronation--the presence
of the patriarch does not seem to have been absolutely
necessary. . . . The patriarch, who was by definition
a creature of the emperor, only provided the technical
approval of the Christian Church organization. God,
not the patriarch, chose and anointed the emperor"
(pp. 31-32).
Specifically, the emperor "ruled the Church as
he ruled the State, nominating bishops for election,
consecrating them, and, if they proved insufficiently
amenable to his will, dismissing them. He legislated
in religious as in secular matters, summoning ecclesiastical
councils, guiding their debates, confirming their canons,
and carrying their resolutions into effect; and those
who rebelled against the imperial will rebelled against
God Himself. He drafted rules for ecclesiastical discipline
and did not hesitate to fix dogmas" (Diehl, 1957,
p. 33).
In consequence, "the Byzantine rulers never became
involved in anything resembling the Investiture Controversy
in the medieval Western Empire--in any clash of church
and state--because the emperor had been from the first
much more than merely a political figure" (D. A.
Miller, 1966, p. 35). Here, the unity of power is as
strong as that of the later pharaohs, and with the same
negative impact on creativity. Here, the "never
anything resembling the Investiture Controversy"
points to the most vital difference between Eastern
and Western Christendom, between the West and other
civilizations.
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